About us

Website disclosures

Abakkus Investment Advisors (is a division of Abakkus Asset Manager LLP) providing Investment Advisory Services under the brand Abakkus Smart

Non-Individual Investment Adviser Registration no. INA000015729

BASL Membership ID: BASL1093

Validity of Registration: – Feb 03, 2021 – Perpetual

Registered Office Address: Abakkus Corporate Center, 6th Floor, Param House, Shanti Nagar, Near Grand Hyatt, Off Santacruz Chembur Link Road, Santacruz East, Mumbai – 400055, +91 22 6884 6600

Contact: +91 (22) 68846600

Details of Principal Officer

Mr. Biharilal Deora

Phone: +91 22 68846604

E-mail: biharilal.deora@abakkusinvest.com

Details of Compliance Officer

Mr. Lijo Varghese

Phone: +91 22 68846699

E-mail: lijo.varghese@abakkusinvest.com/complianceteam@abakkusinvest.com

Details of Grievance Officer

Mr. Lijo Varghese

Phone: +91 22 68846699

E-mail: lijo.varghese@abakkusinvest.com/complianceteam@abakkusinvest.com

SEBI Head Office: SEBI Bhavan, Plot No. C-4 A, G Block, Bandra Kurla Complex, Bandra East, Mumbai 400 051

Disclaimer: Investment in securities market are subject to market risks. Read all related documents carefully before investing. Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Redressal of client grievances

Investors are entitled to make a complaint in writing, orally or telephonically directly to Abakkus. Investors that are serviced by their independent advisors or distributors can also raise their complaints through their advisors and distributors.

It is mandatory for the Investor having grievance to take up the matter directly with Abakkus at first place.

For complaints related to PMS, IA and AIF, the Investors can directly reach Abakkus through email at:

service@abakkusinvest.com and complianceteam@abakkusinvest.com (both)

Investors can contact Abakkus through telephone at:    +91 22 6884 6601/02/85

Investors can send letters to Abakkus at:

Abakkus Corporate Center, 6th Floor,

Param House, Shanti Nagar,

Near Grand Hyatt, Off Santacruz Chembur Link Road,

Santacruz East, Mumbai – 400055

Abakkus shall endeavour to redress the Investor complaint(s) within within 21 (twenty-one) calendar days from the date of the receipt of the complaint by Abakkus.

If Investors are still not satisfied with the response from Abakkus, they can lodge their grievances with SEBI at https://scores.sebi.gov.in/scores-home/ or may also write to any of the offices of SEBI or contact SEBI Office on Toll Free Helpline at 1800 266 7575 / 1800 22 7575. The complaint shall be lodged on SCORES within one year from the date of cause of action, where the complainant has approached Abakkus, for redressal of the complaint and

• Abakkus has rejected the complaint or,
• The complainant has not received any communication from Abakkus or,
• The complainant is not satisfied with the reply received or the redressal action taken by Abakkus.

SCORES may be accessed through SCORES mobile application as well, same can be downloaded from below link:
https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330
https://apps.apple.com/in/app/sebiscores/id1493257302. If the investor is not satisfied with the extent of redressal of grievance by Abakkus, there is a one-time option for ‘review’ of the extent of the redressal, which can be exercised within 15 days from the date of closure of the complaint on SCORES. Thereafter, the complaint shall be escalated to the supervising official of the dealing officer of SEBI.

After exhausting all aforementioned options for resolution, if the client is not satisfied, they can initiate dispute resolution through the Online Dispute Resolution Portal (ODR) at https://smartodr.in/login

Alternatively, the client can directly initiate dispute resolution through the ODR Portal if the grievance lodged with the Portfolio Manager is not satisfactorily resolved or at any stage of the subsequent escalations mentioned above.

The dispute resolution through the ODR Portal can be initiated when the complaint/dispute is not under consideration in SCOREs guidelines or not pending before any arbitral process, court, tribunal or consumer forum or are non-arbitrable in terms of Indian law.

The process on Online Dispute Resolution Mechanism is available at https://abakkusinvest.com/regulatory-disclosure/

Direct on-boarding – Portfolio Management Services
As per SEBI Circular dated February 13, 2020 on Guidelines for Portfolio Managers, clients have an option to be on-boarded directly by the Portfolio Manager without intermediation of persons engaged in distribution services. For more details about the Portfolio Manager and direct on-boarding option, you may refer to the Disclosure Document available on our website or free feel to contact us on info@abakkusinvest.com

The BASL Advertisement Approval Number is 12454